The Declaration of Independence and
Interpretation
© 1996 by Ronald Terry Constant
The Declaration of Independence is the founding document for the United States of
America. The founding generation simply declared, through the pen of Thomas Jefferson,
their independence from England and the reasons supporting their action. The document is
concise and clear, and readers should have no problems understanding its simple message.
However, from the very beginning of the nation, Americans have varied widely in their
estimations of its place in American development and their interpretations of its meaning. As
America enters an era seen as being "post-modern," Americans are more disparate in their
views of the Declaration than in any other time in their history. Scholarship has devoted
much effort to the Declaration, but, instead of clarifying understanding, it has multiplied the
number of views. The dominant perspectives in approaching the Declaration are found in the
areas of history, political theory, linguistics, and style. Each area of study and variations
within each area yield different results when considering the Declaration. Though a
comprehensive survey of all perspectives is beyond the scope of this paper, a brief and partial
survey of current thought in each field will illustrate the differences in the fields when
interpreting the Declaration.
In the last decade of the twentieth century, the Declaration of Independence is
innately a historical document, and most discourses about it reflect a historical method to
some degree. Three methodological schools—universalism, contextualism, and post-structuralism—encompass most efforts at historical interpretation. Universalism holds to the
notion that a great text can transmit timeless ideas and transcendent truths. In explaining the
universalist approach, John Patrick Diggins uses the metaphor of a pearl, reminiscent of a
parable by Jesus of Nazareth. Diggins argues that we can appreciate the jewel without
knowing the forces of nature that produced it. The pearl corresponds to an idea in a text. As a
pearl continues to be a jewel when removed from the oyster that produced it, so an idea
continues to have meaning outside of its originating context. Accordingly, universalists resist
rigid adherence to context.
Contextualism stresses the formative context of a text and the intent of the original authors. Contextualists contend that universalists distort history and any valid understanding of a text. As an answer to the pearl metaphor, contextualists maintain that true meanings cannot be transferred beyond their particular moments of origination. Post-structuralism, the most recent school, is allied with universalism in opposing contextualism. Post-structuralists argue that original authorial intent is unknowable and should be dropped as a subject of enquiry. Context does not fare much better. As context is studied, it becomes broader and broader till an enquirer is awash in a sea of contextual material, much of which can never be recovered. But post-structuralists are not friends with universalists since they do not accept the possibility of transcendent truths being passed on in historical texts. Richard Rorty expresses the post-structural perspective when he asserts that words may be persuasive but do not establish objective reality or timeless truth. A reader can derive insight or guidance from a text without attaining truth in contextual or timeless form. In fact, the post-structural paradigm subverts all scholarship aimed at finding reliable truth whether factual or philosophical.
Without identifying all contentions among the three methodological schools, an examination of their impacts on interpretation of the Declaration discloses limits in each. Universalists view the Declaration as a set of principles that are timeless in themselves and that should be held to timeless standards By judging Jefferson's intentions and discovering autonomous meanings in the text, readers can disclose transcendent truths. Adrienne Koch and Diggins are representative of the universalist school. Koch assumes that American democracy was transcendently significant since the Enlightenment spirit passed from Europe to America through the Declaration. Koch draws upon the metaphorical tradition of the shining city on a hill that tied American development to the rest of humanity. Though her emphasis on the experimental nature of American democracy smacks of pragmatism, Koch's overall search is for timeless ideals.
Diggins does not share Koch's warm appraisal of the American Enlightenment and the
Declaration. He applies a universalist approach that is highly critical of thought in the
Declaration. Diggins reproaches Jefferson for a weak view of virtue in a republic and
condemns his scientific morality, which Diggins traces to the Enlightenment and Deism.
Instead of a glorious transmigration of the Enlightenment soul from Europe to America
through the Declaration and American Revolution, Diggins suggests that the soul of
American politics was lost. When Diggins compares the Declaration to the set of
transcendent truths that he discerns in Christianity, he finds failure in Jefferson at a
transcendental level. But Diggins does not stress comparison with a Christian view, rather he
focuses on the contrast between Jefferson's views and classical republicanism. Diggins
disagrees with Gordon Wood who interprets the Declaration as part of an effort to establish
an organic republic in an classical Aristotelian tradition.
The virtue of the individual held a central place in Jefferson's writings which partly
leads Diggins to question that he was a classical republican. In Diggins' view, Jefferson's
faith in individualism, self-sufficiency, and limited government was at odds with republican
theory and placed virtue in a private realm. As a result, when Jefferson wrote about the
"pursuit of happiness," he distorted the meaning of the phrase from the public basis that
Aristotle posited. Diggins accuses Jefferson of incoherency and of eclipsing American
politics. At this point, Diggins departs from a purely universalist approach as he considers the
context of Jefferson's other writings. However, Diggins' total enterprise deals in
transcendental ideas as he discloses Jeffersonian thought in the Declaration and compares it
with timeless concepts in republicanism and Christianity. Most universalists, like Koch, find
positive truth in the Declaration that they hope will influence the world of the present.
Though Diggins is not favorable toward Jefferson's ideas in the Declaration, he is seeking
universal principles.
Contextualists have as many conflicting interpretations of Jefferson's intended
meaning in the Declaration as the conflicts in the other two schools. Paul Conkin
concentrates on Jefferson's use of natural law arguments and the ubiquity of natural law
thought and expression among colonists at the time of the Revolution. Conkin discerns an
ethical tradition from the Greeks, to Aquinas, to Locke, and to Jefferson. For Conkin, it is
clear that Jefferson's words about the "unalienable rights" of individuals against oppressive
governments and about "self-evident" truths are a continuation of natural law discourse.
Morton White also looks to natural law tradition but comes to different conclusions about
Jefferson's place in it. White focuses on the term, "self-evident." An old philosophical
tradition dating to Aquinas teaches that a truth that is self-evident to some is not to others. An
example is a truth that a learned man might see that an unlearned, especially illiterate, man
would miss. White discerns, among the leaders of the revolution, evidence of a belief in this
unequal capacity to reason. He concludes that the Declaration had elitist implications that left
the door ajar for oppressive government while seeming to oppose it. Clearly, Conkin and
White disagree about an important element of the context of the Declaration and thus their
conclusions. Some contextualists would argue that the need is to better understand Jefferson's
immediate context and to examine revolutionary tracts and other writings. In The Ideological
Origins of the American Revolution, Bernard Bailyn does just that. However, even after an
examination such as Bailyn's, the disagreement between Conkin and White cannot be settled.
As the post-structuralists claim, there is no end to context, and broadening the context
confuses, rather than clarifies, a question of intention. Interestingly, though there has been
little agreement on specific issues of intent, contextualists still accept the basic tenet that
original intent is discoverable.
Post-structuralists contend that a text suggests possibilities that an author never intended and may never have imagined. Sifting through these possibilities is a creative act of interpretation that occurs in the life of a text and cannot be avoided. Post-structuralists put the creative nature of text interpretation to the fore since objective truth cannot be found. Putting the Declaration in historical context compounds the task of interpretation for a reason additional to the one already considered. The multiplication of contextual texts translates into a multiplicity of interpretations since each text also goes through a process of creative understanding. It is at this point that post-structuralists and universalists coincide in urging that texts must be autonomous and not understood in their contexts. This agreement in no way abridges their fundamental disagreement between universality and relativity of truth. In terms of the Declaration, the difference is most poignant when interpreting "rights." Rights, as seen by universalists, link humans to a nonhuman reality. Something beyond humans demands that people be allowed inalienable rights that no human is authorized to abridge. Post-structuralists see no point in striving to understand something beyond reach. While the rhetoric of rights may be persuasive and important, rights are merely rational conventions that can be superseded in shifting circumstances.
The limits of the three methodological schools determine the goals of the different
lines of historical enquiry into the Declaration. The universalist method sees the Declaration
as embodying a set of principles. In trying to discover timeless standards, universalists judge
Jefferson's intentions on one hand and the autonomous meanings within the text on the other.
The contextualist method seeks to eliminate the distorting influence of presentism and to
evaluate the Declaration on its own terms. Once the true meaning, namely, Jefferson's
original intent, is discovered, it is already a dead fact that existed in the contingency of its
genesis. The post-structuralist method abandons hope of discovering truth and simply seeks
to accept the Declaration as a persuasive text. In the study of the Declaration, political
theorists have a perspective different from historians.
Political theory and jurisprudence
When political theorists, from both political science and jurisprudence, consider the
Declaration of Independence, they look at it within the larger scope of early American
political thought and theory. The Declaration is obviously a crucial document in the
formation of American politics. What is not so obvious is its relationship to the
developmental process of the American political system and, in particular, to the
Constitution. In recent decades, the specific relationship of the Declaration to the
Constitution has dominated the foreground of discourse about the Declaration. The purpose
has been to delineate principles by which courts should interpret the Constitution. Two main
views, that can be termed as conservative originalism and liberal nonoriginalism, have
captured the spotlight.
Conservative originalists argue that the original intent of the Framers should be the
determinative principle in constitutional interpretation. To discover original intent, they must
determine the milieu of thought and the historical context in which the Declaration and
Constitution were drafted. The only way to give meaning and life to original intent is to
construe it "in light of the moral and political principles" from which it arose. The most
important times on which to focus are the moments of drafting and ratifying the two
documents—that is, determine what the Framers intended as they actually wrote, edited, and
agreed upon these documents. Conservative originalists contend that the Supreme Court
should enforce only the rights found in original intent. The Declaration's "unalienable rights"
should be construed narrowly and carried over to the "Bill of Rights." These conservatives
are combating a long history of liberal court decisions and judicial activism.
Liberal nonoriginalists opt for judicial discretion. They see the Constitution as a living
document that grows and adapts to succeeding generations and changing issues. Justices must
have latitude to interpret the Constitution, particularly in the area of rights, to meet
developments that the framers did not and could not foresee. In this view, the Declaration is
a beginning point for political theory which took its single most important step in the
Constitution and is perpetuated by Justices in the tradition of judicial activism. Conservatives
believe that liberal nonoriginalism endangers the rule of law by opening the Constitution to
personal bias and allowing Justices to decide by fiat.
Conservative originalism tends to make the Declaration equal with the Constitution
in respect to the original intent of the Framers. The Declaration is considered a key text
expressing that intent. Liberal nonoriginalism minimizes the importance of the Declaration
and understands the text as marking a starting point, not as expressing crucial political
principles. Recently, another view, called liberal originalism by Scott D. Gerber, has gained
attention. Though the nomenclature might be new, the ideas in it have always found room,
varying in accommodations, in American political theory. Liberal originalism stresses the
primacy of the Declaration in theoretical discourse and constitutional interpretation.
Liberal originalism anchors constitutional interpretation in natural rights as expressed
in the Declaration. When the Declaration speaks of "unalienable rights" including "life,
liberty, and the pursuit of happiness," the founders were not just expressing a thought to get
America started, as the liberal nonoriginalists claim. Also, such words have more meaning
than just an original intent of a group of men to authoritatively guide political thought and
development, as conservative originalists contend. These words in the Declaration are part of
and a continuation of a metadiscourse on natural rights. John Locke, an intellectual ancestor
of the founders, was the most prominent spokesman for natural rights in the direct lineage of
American political leaders of the Revolution. Next to the Bible, Locke's writings were the
most quoted source in revolutionary literature. In the view of liberal originalists, the Framers
were disciples of Lockean natural rights theory, and, more importantly, they reified natural
rights in the Declaration and guaranteed them in the Constitution.
Intent is important to liberal originalism, but not as important as to conservative
originalists. Liberal originalists seek to discover original intent only to the degree to which
they can better understand the American flavor of natural rights embodied in the Declaration.
Natural rights theory in general is a transcendent theme that informs all understanding of the
Declaration and its place in political thought. At the point of understanding natural rights, as
implemented in America, liberal originalists share a common method with conservatives in
assessing the context of the Declaration. Whereas conservatives are content with conclusions
about original intent, liberals jump to transcendent natural rights and use the conclusions
found in context to inform theorists about natural rights development in America. Ellis
Sandoz sees the Declaration as "the rearticulation of Western civilization in its Anglo-American mode" and as a summary of American political theory. The Declaration is the
eminent expression of natural rights in American political documents and qualifies as the
preeminent document of American political theory. Consequently, jurists must submit their
interpretations to the transcendent filter of natural rights as colored by the Declaration. For
liberal originalists, the text of the Declaration emerges from its context and becomes
autonomous.
Since both conservative and liberal originalists look to the context in which the
Declaration was written, some political theorists are content to limit their inquiries to the
political persuasions of the founders. The position that Lockean theory held in the minds and
writings of the Framers inevitably comes up in such studies and is usually the focus. A
common question studied is whether Jefferson was a conduit from Locke to the Declaration
for natural rights thought. Long tradition places Lockean ideas in the very center of American
revolutionary thought because Locke was the writer who linked natural rights to revolution—the kind of revolution that Americans accomplished. By the middle of the twentieth century,
theorists had come to refer to this tradition as the "Lockean consensus" and proposed that
American revolutionary leaders entertained a consensus in political theory. The idea of a
Lockean consensus downplays disparate voices in the literature of the time. In reaction to this
consensual stranglehold on scholarship, many researchers responded with a republican
philosophy. They contended that Jefferson reflected a classical republican tradition that
extended back through Rome to Aristotle. In this tradition, freedom and rights were tied to
civic participation instead of individual pursuits. The once prevalent understanding of the
Declaration as establishing a liberal creed of individualism was replaced by a conservative
republicanism. Proponents of this republican view say that, throughout American history,
Americans have simply misunderstood the theoretical base of their political system. Instead
of finding liberal concepts of individualism, property, and happiness in the Declaration, these
republicans find a stress on civic virtue in the tones of Aristotle and Machiavelli. Though this
new republicanism overthrows much traditional thought, it has been a potent force in
American political theory for more than a quarter of a century.
Recent political theorists have sought to integrate traditional views with the evidence
produced by classical republicans. A significant contingent of scholars, especially
Jeffersonian, never doubted a connection between the founders and Locke. Consistent with
these scholars, theorists have replaced the strangulating tone of "Lockean consensus" with a
"Lockean sympathy." In this revised sympathetic view, Locke's influence is allowed without
being determinative. A multitude of voices among revolutionary leaders have places without
creating a cacophony of beliefs that defies understanding and synthesis. "The early
Americans were not programmed with a unified political theory by a language paradigm or
any single writer." The sympathetic view recognizes the importance of language in shaping
views of reality and actions based on those views. In reference to the Declaration, natural
rights language did not determine the declaration or the political events set in motion by it.
However, natural rights language obviously influenced the Declaration and American
political developments in a complex interaction within the context of the time and cannot be
equated with present liberalism.
Jurisprudence considers specialized issues within political theory, and recent jurists
have emphasized the Declaration and natural rights. In the past, the Declaration has not
greatly influenced the Court in interpretation of the Constitution, and few decisions refer to it.
A recent group of jurists argue that the Declaration should be a key document and that
natural rights should be guiding principles in constitutional interpretation. Robert J.
Reinstein, in making his argument, extends context for the Declaration into its future instead
of its past. The Constitution, as written, did not fully embody the Declaration because the
Framers skirted the issue of slavery for the sake of founding a new country. "The founders
denounced slavery, but they were not prepared to challenge it in the Constitution. The
compromises in the Constitutional Convention over slavery were deemed essential to
preserving the union." But the issue of rights and freedoms did not end with the ratification of
the Constitution. Early in the new nation's history, many people, particularly anti-abolitionists, supported a main-stream argument that the Due Process Clause of the Fifth
Amendment guarantees the Declaration's natural rights against Congress for all citizens of
the United States, born or naturalized. The Declaration became the secular credo of
abolitionists and the unifying document for the Republican Party. The southern States did not
accept the argument and seceded.
After the Civil War, many Republicans believed that they must complete the task of
the founders, that is, do what the founders would have done except for slavery. In 1866,
Republicans passed a Civil Rights Act that enforced, by law, the Declaration's doctrine of
equal rights. In 1868, they enacted the Fourteenth Amendment that put the principles into the
Constitution, the supreme law of the land. Some senators wanted to transplant the plain
words of the Declaration into the Fourteenth Amendment and avoid tortuous legalese.
Regardless of the language used, the amendment implemented more fully the principles of
the Declaration. Further, it added an Equal Protection Clause that guarantees equal treatment,
a right not in natural rights theory. Reinstein argues that the Gettysburg Address and the
Equal Protection Clause retroactively gave new meaning to the Declaration. Hence, the
future context of the Declaration adds meaning to it and to natural rights theory. Since the
founders would have completely incorporated the Declaration in the Constitution and since
Republican Reconstructionists did so, then the Court is bound to enforce the intent and
actions of the Legislature. Reinstein concludes that the Court must honor the Declaration and
natural rights theory when interpreting the Constitution. As noted, political theorists differ
from historians in their approaches to the Declaration, and pragmatists differ from both.
Benjamin Lee approaches the Declaration of Independence from the perspective of
pragmatics with a stress on context, self-reference, and intentions makes that his discussion
particularly relevant. According to Lee's argument, the Declaration announced the formation
of a sovereign people. Today, that announcement does not strike readers as stunning, but, in
1776, the idea that a nation embodied and represented a sovereign people was startling. John
Locke had taken a logical step in the seventeenth century toward the idea when he proposed a
social contract as a basis for society, but he did not remove God as the source. Americans,
searching for a valid basis for independence, relocated the performative source for a new
nation in the people who formed a social contract. The crucial moment came when American
leaders created a new structuring consciousness for a new nation in the writing and signing of
the Declaration. The availability of print capitalism was critical to the emergence of this new
consciousness.
Earlier ideologies of printing constructed the printed page as merely the extension of
face-to-face communication. However, in the bourgeois public sphere, reform minded people
began to understand the potential of unlimited dissemination. A print-mediated discourse was
much more expansive than the world of letters that learned people often exchanged. Even
when these same people wrote for a broader audience, their style, similar to their letters, was
to disclose personal thoughts. The Americans who produced the Declaration perceived the
transformation of written communication to a potentially limitless discourse in which
narrated texts assert themselves long after the print on the page has dried. The Framers
intended for the Declaration to be read aloud to all people across the colonies. As the text
was read over and over, the Framers counted on an independent life in the text that involved
readers in the creation of a national consciousness of independent people.
Lee's observations about the potential of the print media reflects a context oriented
approach, but it is different from contextualist method of historians. Contextualists look to
the context of ideas, as preserved for the historians gaze, for the purpose of understanding
what was in the minds of the Framers, particularly the mind of Jefferson. Lee's pragmatic
approach looks at the context of the process, and asks how the interaction of the text with
readers influenced communication. A historian following a contextualist approach seeks a
static understanding of Jefferson's intent at the time he penned the Declaration, whereas a
pragmatic approach looks at the context of a dynamic process to determine how it influenced
communication. The approaches are not mutually exclusive. To the contrary, they
complement each other. Pragmatics is an approach to discourse that deals mainly with three
concepts: meaning, context, and communication. The approach of the contextual historian
could help a pragmatist in working with meaning. The approach of the pragmatist could aid a
historian in evaluating the dynamic context of the times and, thus, in determining causal
relationships among historical events. In the specific case of the Declaration, a better
appreciation of dynamic interpretations among the people of the time would help clarify the
degree to which it was related to the Constitution as it was actually drafted and ratified and
the degree to which it was involved in the shaping of national identity. This question about
national identity is how historians frame one question with which Lee deals, namely, the
structuring of a new consciousness among the colonists.
As Lee deals with the forging of a new identity for Americans, he considers context a
bit more. According to Lee, it is now difficult for readers to understand the impact of the
Declaration "as ushering in a new social form of modernity." Americans gave a new and
modern definition to the word, "revolution." With the Declaration a new epoch in history
was beginning with a new story that had never been told before. The "meaning of its plot
became manifest to actors and spectators alike." Lee agrees with the historian, Edmond S.
Morgan, who asserts that people rely heavily on fictions that they routinely call by exalted
names and "may proclaim . . . as self-evident truths." Fictions are so important that we keep
them alive by moving the facts and making the world conform more closely to what we want
it to be. Ultimately, "the fiction takes command and reshapes reality." In the case of the
founding fathers, they invented a new sovereign people with a newly structured
consciousness. Lee briefly explores the crisis of those men who constituted a new
government while being unconstitutional themselves. After considering the immediate crisis
brought about by their declaration of independence, Lee stresses the text from then on. His
pragmatic orientation manifests itself in distinction to that of a historian. He treats the text as
autonomous which allies him with universalists and post-structuralists.
As mentioned, the context of a pragmatist differs from the context of a contextualist,
and Lee moves into overtly linguistic considerations of the Declaration. The crisis for the
Framers was a vicious circle of foundation and legitimation. A basic question was who could
sign with a declarative act to found a new institution in government? The "we" of the
declaration speaks in the name of the people, but that people does not exist yet. The way out?
The signature invents the signer, or the signer invents himself retroactively. Jacques Derrida
argues that the constative is a linguistic necessity inherent in every performative event of
legitimation. Thus, the founding moment of the Declaration contained its own constative
backing. Performativity and constativity continue to be inextricably intertwined as the "we"
of the Declaration becomes the "we the people" of the Constitution which becomes a key text
for the founding moment of the Declaration. The Constitution authorizes its own continuous
revision, and each revision further establishes the authority and validity of its author, "we the
people." Every act amending the Constitution retroactively reaffirms the "we" of the
Declaration which thus announced and created a new people. With such statements, Lee has
moved away from the prosaic descriptions of the founding documents provided by traditional
historians.
Performatives have another important quality. They are self-referential. They refer to the realities that they themselves constitute. They create the act to which they seem to refer. The "we hold" and the "we . . . do formally publish and declare" of the Declaration and the "we the people" of the Constitution are one self-referential subject. This "we" establishes necessary political authority that derives directly from the pure performativity of the people in promising and making social contracts. The ratification process knowingly chose constitutional conventions instead of State legislatures as the authoritative voice of the people, the "we" of the Constitution. The goal was to allow the Constitution to rest on the people and not be at the mercy of the States. Thus, the text became the embodiment of the people. The Declaration announced and created the people, and the Constitution cataphorically embodied or instantiated them. Though differences in the people can be identified during the process, one self-referential people began and consummated a creative act. The Constitution refers to the twelfth year of independence and links itself to the performative moment of the Declaration. The reference indicates the continuity of the "we" in both documents. Lee concludes that "the mixture of oral and textual models of performativity are at the heart of the authority and legitimacy" of a new constitutional people.
Lee also looks at the structure of the Declaration and maintains that it follows a speech act model of performativity that comports well with the practice of being read aloud. The structure of the document moves from the general to the performative. The opening sentence frames itself "in the course of human events." An unidentified "we" holds certain "truths to be self-evident." This self-referent is not disambiguated until the end where the "we" is clearly delineated as the "people of these colonies" who "solemnly publish and declare" their independence and, inescapably, their existence. The performative is signaled by the use of metalinguistic verbs: publish, declare, and pledge. The linguistic structure of the document points to the performative moment of speaking and signing. Lee asserts that both the linguistic and rhetorical structure of the document indicate that it was meant to be read aloud. The rhetorical structure enhances the performative at the end by setting out necessary conditions that must be true. The linguistic structure contains its performative and constative from the very beginning. Descartes' performative, "I think, therefore I am," was that he thought which contained his constative. The Declaration's performative is that "we hold" which is America's constative.
All of the approaches to the Declaration of Independence considered so far count
context as important, and some make context the critical issue. Though the pragmatic
approach considers context, it stresses linguistic and philosophic points. In de-emphasizing
context further, we come to a stylistic approach. Stephen E. Lucas looks at the "stylistic
artistry" of the Declaration. He probes microscopically at the levels of syllable, word, phrase,
and sentence. The main context that he considers is the prevalent writing style of Jefferson's
time. From his comparisons of style, Lucas concludes that the Declaration is a masterful
work of political prose style consonant with eighteenth century composition. His detailed
examination of the text of the Declaration yields different information from the perspectives
considered so far.
Concerning the Declaration, Lucas' goal is to "shed light both on its literary qualities
and on its rhetorical power as a work designed to convince a 'candid world' that the American
colonies were justified in seeking to establish themselves as an independent nation." The
Declaration consists of five logical parts: introduction, preamble, indictment of King George
III, denunciation of the British people, and conclusion. The introduction is a paragraph made
up of a single, lengthy, periodic sentence. Taken out of context, the sentence could begin any
declaration by any oppressed people. In context, it lifts the American cause from a petty
squabble to a major event in world history. Instead of the Declaration being merely a
persuasive tract in a political dispute, the introduction redefines itself as declaring
transcendent philosophical truth applicable to all people. An important word is "necessary"
which transforms the Revolutionary drama into events that are determined for Americans.
They are compelled to do as they are doing and cannot debate the propriety of the actions.
The Revolution is inescapable, and Americans can only declare events. "Necessary" alludes
to the English Civil War of 1642 when Parliament declared the "necessity to take up arms."
Not only are the Americans acting in the grand tradition of English freedom, they are justified
by the law of nations which allowed recourse to war only when it was necessary. And, it was
necessary "for one people to dissolve the political bonds which connected them to another."
This declaration declared that the confrontation was necessary war, not just civil war.
The preamble is also universal in scope and sets forth a philosophy of government
that justifies revolution. It serves well as a one paragraph distillation of John Locke's Second
Treatise of Government and is "brief, free of verbiage, a model of clear concise, simple
statement." The preamble consists of five propositions that expressed political principles
commonly held at the time. The style conforms to the concept of the time that text was
speech written. Jefferson was a student of rhythm, accent, timing, and cadence in discourse,
and his learning produced a majestic example of an eighteenth century style called Style
Periodique. The sum effect of the preamble is to establish the right of revolution against
tyrannical authority.
After framing American independence and revolution as a major scene in the drama of Western history, the Declaration gets down to specific indictments against King George III. The accusations are based in actual events but are worded vaguely so that response is difficult. John Lind prepared a British response that exposed many charges as being flimsy at best, but his response took 110 pages. The Declaration was less than two dozen sentences and easily carried the day as the more effective rhetoric and propaganda.
The denunciation of the British people is artful and simple. The closing words,
"enemies in war, in peace friends," are a particularly effective chiasmus that provides a way
to dispel enmity among the two peoples. By the time the Declaration ends with its pledge of
lives and "sacred honor," a crucial metamorphosis in the text is completed. The Declaration
begins with a philosophic and impersonal voice. It ends in personal terms expressing the
inherent tensions of a major historical drama. To satisfy Kenneth Burke's dramatistic
language, the Declaration had to make the transition. The introduction and preamble did not
satisfy or setup all five elements necessary for true drama: scene, purpose, act, agent, and
agency. The first two sections only established the scene, America, and agency, the
Declaration, for the revolution. If events were determined as the first two sections avow,
there could be no purposeful action by agents—only inexorable motions of fate. By the end
of the Declaration, there are agents, the American people, who are acting with the purpose of
righting the wrongs being done to them by a tyrant. If people are going to grasp and adopt the
drama of the American revolution, then all elements must be present. If any element is
missing, people will not fully accept the presentation. Not only is the Declaration artistic in
its style, but it succeeds admirably in drawing people into the drama of the American
revolution.
Representative thought from history, political theory, linguistics, and style have been considered. Each perspective has presuppositions and approaches that yield valuable insights into the Declaration of Independence. Most people who approach the Declaration have a purpose or goal in coming to grips with it. Few people have a need or inclination to understand every aspect of the Declaration and its impact on American life. In the interest of efficiency, people should choose the school of thought that is most likely to answer their questions. For example, a person wanting to evaluate the Declaration's place in guiding principles for human life would look to universalism in history or to liberal originalism in political theory. Or a person wanting to understand philosophical issues such as the ontology of America would turn to a field such as pragmatics.
Though the fields vary, there are overlaps. The three schools of historical thought
correspond to the three schools of political theory: universalism and liberal originalism,
contextualism and conservative originalism, and post-structuralism and liberal
nonoriginalism. Though these approaches correspond in important ways, the goals differ.
Historians seek to fit the Declaration into the American narrative. Political theorists want to
find the Declaration's place in a dynamic political process. In general, pragmatics deals with
linguistic issues, and, in particular, with philosophical issues of existence, authority, and
communication. The perspective of style looks at the Declaration as a part of literature and
composition. One factor is common to all four fields: context. Each field looks at the
Declaration in the context of its origination. The specifics being sought vary, but context
remains important. Apparently origins are important to Americans. The all-time bestseller in
America is the Bible which begins with "In the beginning, God made" which is found in
Genesis, a book of origins.
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